Trading Venue Management Officer, Global Markets Third Party Management - Assistant Vice President (AVP) - PUNE

We are seeking an experienced professional to join our team as an Assistant Vice President (AVP) in Trade Venue Management and Markets Operational Risk.

• Support adherence and maintenance of the Markets TVI Management Procedure and driving compliance with applicable laws, rules and regulations.
• Trade Venue Onboarding & Ongoing Management
• Control Operation & Oversight
• Periodic TVI Reviews
• Monitoring & Reporting
• Control Gap Identification & Remediation
• Manager’s Control Assessment (MCA)
• Cross Functional Process and Control Enhancement
• Roadmap & Innovation
• Access Management
• Audit Queries

• Minimum of 8 years of experience in Operational Risk, Audit, or Compliance within a prominent banking or financial services firm.
• Demonstrated understanding of the Markets business across at least one of the following asset classes: Equities, FX, Rates, Commodities, Spread Products, or Markets Treasury.
• Familiarity with diverse types of trading venues, including but not limited to securities/derivatives trading exchanges, alternative trading systems (ATS), multilateral trading facilities (MTF), organized trading facilities (OTF), swap execution facilities (SEF), central banks, primary dealers, auctions, auction platforms, or other direct access venues.

• Policy Compliance
• Trade Venue Onboarding & Ongoing Management
• Control Operation & Oversight
• Periodic TVI Reviews
• Monitoring & Reporting
• Control Gap Identification & Remediation
• Manager’s Control Assessment (MCA)
• Cross Functional Process and Control Enhancement
• Roadmap & Innovation
• Access Management
• Audit Queries

Discover your future at Citi